M2 Archive: Preview


You haven't logged in. If you have archive credits in your account, please log in now to use them. If not, you can buy credits in our shopping area.


Stifel, Nicolaus and Century Securities hit with FINRA fines

14 January 2014 -- Washington DC-based financial regulator The Financial Industry Regulatory Authority (FINRA) said that it has ordered St Louis-based broker-dealers Stifel Nicolaus & Co Inc and Century Securities Associates Inc to pay combined fines of USD 550,000 and a total of nearly USD 475,...  


If you want to view the full text, you must first purchase archive credits.

Return to Archives
New Search