M2 Archive: Preview

You haven't logged in. If you have archive credits in your account, please log in now to use them. If not, you can buy credits in our shopping area.

Barclays Capital, Goldman Sachs and Merrill Lynch slapped with FINRA fines

9 June 2014 -- Washington DC-based The Financial Industry Regulatory Authority (FINRA) said it has censured and fined Barclays Capital Inc (NYSE: BCS) GoldmanSachs & Co (NYSE: GS) and Merrill Lynch Pierce Fenner & Smith Inc (NYSE: BAC) USD 1m each for failing to provide complete and accurate...  

If you want to view the full text of this story, you must first purchase archive credits. Return to Archives
New Search