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Barclays Capital, Goldman Sachs and Merrill Lynch slapped with FINRA fines
9 June 2014 -- Washington DC-based The Financial Industry Regulatory Authority (FINRA) said it has censured and fined Barclays Capital Inc (NYSE: BCS) GoldmanSachs & Co (NYSE: GS) and Merrill Lynch Pierce Fenner & Smith Inc (NYSE: BAC) USD 1m each for failing to provide complete and accurate...
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